SEC Form 4 · accession 0001209191-15-042501
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hing Chung Wong
Officer — SVP of Worldwide Operations
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 7:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 3,700 | $23.16 | A | 17,937 | D | |
| Common Stock | May 11, 2015 | M | 5,400 | $25.035 | A | 23,337 | D | |
| Common Stock | May 11, 2015 | M | 6,600 | $31.73 | A | 29,937 | D | |
| Common Stock | May 11, 2015 | M | 3,300 | $35.76 | A | 33,237 | D | |
| Common StockF2 | May 11, 2015 | S | 19,000 | $88.1361 | D | 14,237 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $23.16 | May 11, 2015 | M | 3,700 | D | — | Oct 31, 2019 | Common Stock | 3,700 | 1,300 | D |
| Employee Stock Option (Right to Buy)F4 | $25.035 | May 11, 2015 | M | 5,400 | D | — | Aug 1, 2018 | Common Stock | 5,400 | 2,300 | D |
| Employee Stock Option (Right to Buy)F5 | $31.73 | May 11, 2015 | M | 6,600 | D | — | Aug 2, 2020 | Common Stock | 6,600 | 0 | D |
| Employee Stock Option (Right to Buy)F6 | $35.76 | May 11, 2015 | M | 3,300 | D | — | Jan 28, 2020 | Common Stock | 3,300 | 1,700 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 20, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.00 to $88.30, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F31/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month following the date of grant until fully vested on October 31, 2015.
- F41/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 1st day of each month following the date of grant until fully vested on August 1, 2015.
- F51/48th of the total number of shares subject to the option vested and became exercisable on the 2nd day of each month following the date of grant until fully vested on August 2, 2014.
- F61/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016.