SEC Form 4 · accession 0001209191-15-042494
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2015 | M | 1,200 | $20.47 | A | 1,861 | D | |
| Common Stock | May 11, 2015 | S | 1,200 | $89.99 | D | 661 | D | |
| Common StockF2,F3 | May 11, 2015 | S | 2,175 | $89.99 | D | 59,467 | I | By Trust |
| Common StockF4 | holding | — | — | — | 32,422 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 32,422 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F6 | $20.47 | May 11, 2015 | M | 1,200 | D | — | Jan 17, 2016 | Common Stock | 1,200 | 25,550 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 26, 2015.
- F2Includes 328 shares previously reported as being held directly.
- F3The shares are held by EF Lee Family 2012 Irr Trust.
- F4The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- F5The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter until fully vested on January 17, 2010.