SEC Form 4 · accession 0001209191-15-037103
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 82,000 | $20.47 | A | 82,989 | D | |
| Common StockF2 | Apr 27, 2015 | S | 70,234 | $85.1078 | D | 12,755 | D | |
| Common StockF3 | Apr 27, 2015 | S | 11,766 | $85.6796 | D | 989 | D | |
| Common StockF4,F5,F6 | Apr 27, 2015 | S | 10,000 | $85.2536 | D | 61,314 | I | By Trust |
| Common StockF7 | holding | — | — | — | 32,422 | I | By Trust | |
| Common StockF8 | holding | — | — | — | 32,422 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F9 | $20.47 | Apr 27, 2015 | M | 82,000 | D | — | Jan 17, 2016 | Common Stock | 82,000 | 26,750 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 26, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.53 to $85.46, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.54 to $86.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.85, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Includes 327 shares previously reported as being held directly.
- F6The shares are held by EF Lee Family 2012 Irr Trust.
- F7The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- F8The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- F925% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter.