SEC Form 4 · accession 0001209191-15-036757
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McFarland
Officer — SVP, General Counsel & Sec.
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 27, 2015 | M | 841 | $46.08 | A | 6,024 | D | |
| Common StockF3,F1 | Apr 27, 2015 | S | 1,232 | $85.1781 | D | 4,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $85.69 | Apr 24, 2015 | A | 3,000 | A | — | Apr 24, 2022 | Common Stock | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F5 | $46.08 | Apr 27, 2015 | M | 841 | D | — | Nov 4, 2020 | Common Stock | 841 | 5,279 | D |
Explanation of responses
- F1The amount of securities beneficially owned by the reporting person on the reporting person's previous Form 4 erroneously included an additional 4,300 shares.
- F2The shares were sold pursuant to a 10b5-1 Sales Plan dated February 19, 2015.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.66 to $85.64, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F41/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the April 24, 2015 date of grant, until fully vested on April 24, 2018.
- F5One-third of the total number of shares subject to the option vested and became exercisable on November 4, 2014, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 4th day of each month thereafter until fully vested on November 4, 2016.