SEC Form 4 · accession 0001209191-15-036742
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin D Barber
Officer — SVP & GM, Handheld Products
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 27, 2015 | M | 2,448 | $23.16 | A | 7,117 | D | |
| Common Stock | Apr 27, 2015 | M | 36,398 | $27.99 | A | 43,515 | D | |
| Common Stock | Apr 27, 2015 | M | 6,198 | $32.53 | A | 49,713 | D | |
| Common Stock | Apr 27, 2015 | M | 4,243 | $35.76 | A | 53,956 | D | |
| Common Stock | Apr 27, 2015 | M | 3,263 | $39.80 | A | 57,219 | D | |
| Common Stock | Apr 27, 2015 | M | 3,753 | $42.57 | A | 60,972 | D | |
| Common Stock | Apr 27, 2015 | M | 2,802 | $46.50 | A | 63,774 | D | |
| Common Stock | Apr 27, 2015 | M | 2,802 | $60.22 | A | 66,576 | D | |
| Common Stock | Apr 27, 2015 | M | 1,681 | $61.40 | A | 68,257 | D | |
| Common StockF2 | Apr 27, 2015 | S | 60,612 | $85.0363 | D | 7,645 | D | |
| Common StockF3 | Apr 27, 2015 | S | 2,976 | $85.6909 | D | 4,669 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $85.69 | Apr 24, 2015 | A | 4,725 | A | — | Apr 24, 2022 | Common Stock | 4,725 | 4,725 | D |
| Employee Stock Option (Right to Buy)F5 | $23.16 | Apr 27, 2015 | M | 2,448 | D | — | Oct 31, 2019 | Common Stock | 2,448 | 1,143 | D |
| Employee Stock Option (Right to Buy)F6 | $27.99 | Apr 27, 2015 | M | 36,398 | D | — | Jan 24, 2018 | Common Stock | 36,398 | 0 | D |
| Employee Stock Option (Right to Buy)F7 | $32.53 | Apr 27, 2015 | M | 6,198 | D | — | Oct 24, 2018 | Common Stock | 6,198 | 2,188 | D |
| Employee Stock Option (Right to Buy)F8 | $35.76 | Apr 27, 2015 | M | 4,243 | D | — | Jan 28, 2020 | Common Stock | 4,243 | 1,632 | D |
| Employee Stock Option (Right to Buy)F9 | $39.80 | Apr 27, 2015 | M | 3,263 | D | — | Aug 5, 2020 | Common Stock | 3,263 | 2,612 | D |
| Employee Stock Option (Right to Buy)F10 | $42.57 | Apr 27, 2015 | M | 3,753 | D | — | Apr 29, 2020 | Common Stock | 3,753 | 2,122 | D |
| Employee Stock Option (Right to Buy)F11 | $46.50 | Apr 27, 2015 | M | 2,802 | D | — | Oct 28, 2020 | Common Stock | 2,802 | 3,923 | D |
| Employee Stock Option (Right to Buy)F12 | $60.22 | Apr 27, 2015 | M | 2,802 | D | — | Jan 27, 2021 | Common Stock | 2,802 | 3,923 | D |
| Employee Stock Option (Right to Buy)F13 | $61.40 | Apr 27, 2015 | M | 1,681 | D | — | Apr 28, 2021 | Common Stock | 1,681 | 5,044 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 28, 2015.
- F101/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the date of grant until fully vested on April 29, 2016
- F111/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016.
- F121/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant, until fully vested on January 27, 2017.
- F131/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.47, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.55 to $85.91, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F41/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the April 24, 2015 date of grant, until fully vested on April 24, 2018.
- F51/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month following the date of grant until fully vested on October 31, 2015.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 24, 2011 date of grant, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month thereafter until fully vested on January 24, 2015.
- F71/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2015.
- F81/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016.
- F91/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the date of grant until fully vested on August 5, 2016.