SEC Form 4 · accession 0001209191-15-020522
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen A Bayless
Officer — SVP, CFO, & Treasurer
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 8:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2015 | M | 3,396 | $37.20 | A | 21,041 | D | |
| Common Stock | Feb 26, 2015 | M | 122 | $39.80 | A | 21,163 | D | |
| Common Stock | Feb 26, 2015 | M | 1,482 | $42.57 | A | 22,645 | D | |
| Common Stock | Feb 26, 2015 | S | 5,000 | $85.00 | D | 17,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $37.20 | Feb 26, 2015 | M | 3,396 | D | — | Jan 30, 2019 | Common Stock | 3,396 | 13,729 | D |
| Employee Stock Option (Right to Buy)F3 | $39.80 | Feb 26, 2015 | M | 122 | D | — | Aug 5, 2020 | Common Stock | 122 | 2,188 | D |
| Employee Stock Option (Right to Buy)F4 | $42.57 | Feb 26, 2015 | M | 1,482 | D | — | Apr 29, 2020 | Common Stock | 1,482 | 1,823 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated August 19, 2014.
- F21/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 30th day of each month following the January 30, 2012 date of grant, until fully vested on January 30, 2016.
- F31/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the August 5, 2013 date of grant, until fully vested on August 5, 2016.
- F41/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the April 29, 2013 date of grant, until fully vested on April 29, 2016.