SEC Form 4 · accession 0001209191-15-016901
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen A Bayless
Officer — SVP, CFO, & Treasurer
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 18, 2015 | M | 1,070 | $42.57 | A | 18,715 | D | |
| Common Stock | Feb 18, 2015 | M | 2,183 | $46.50 | A | 20,898 | D | |
| Common Stock | Feb 18, 2015 | M | 1,747 | $60.22 | A | 22,645 | D | |
| Common Stock | Feb 18, 2015 | S | 5,000 | $80.00 | D | 17,645 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $42.57 | Feb 18, 2015 | M | 1,070 | D | — | Apr 29, 2020 | Common Stock | 1,070 | 3,305 | D |
| Employee Stock Option (Right to Buy)F3 | $46.50 | Feb 18, 2015 | M | 2,183 | D | — | Oct 28, 2020 | Common Stock | 2,183 | 3,057 | D |
| Employee Stock Option (Right to Buy)F4 | $60.22 | Feb 18, 2015 | M | 1,747 | D | — | Jan 27, 2021 | Common Stock | 1,747 | 3,494 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated August 19, 2014.
- F21/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the April 29, 2013 date of grant, until fully vested on April 29, 2016.
- F31/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 date of grant, until fully vested on October 28, 2016.
- F41/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant, until fully vested on January 27, 2017.