SEC Form 4 · accession 0001209191-15-009081
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bretton Sewell
Officer — SVP, Corporate Development
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 6:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | M | 1,965 | $26.04 | A | 18,480 | D | |
| Common StockF1,F2 | Feb 2, 2015 | S | 1,965 | $77.88 | D | 16,515 | D | |
| Common StockF4,F1,F2 | Feb 2, 2015 | F | 457 | $77.88 | D | 16,058 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5 | $76.81 | Jan 30, 2015 | A | 3,000 | A | — | Jan 30, 2022 | Common Stock | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F6 | $26.04 | Feb 2, 2015 | M | 1,965 | D | — | May 22, 2019 | Common Stock | 1,965 | 41,049 | D |
Explanation of responses
- F1Includes 650 shares acquired under the Issuer's employee stock purchase plan in November 2014, but not previously reported.
- F2The amount of securities beneficially owned by the reporting person on the reporting person's previous Form 4 erroneously included an additional 4,300 shares.
- F3The shares were sold pursuant to a 10b5-1 Sales Plan dated August 29, 2014.
- F4Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
- F51/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the January 30, 2015 date of grant, until fully vested on January 30, 2018.
- F625% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the May 22, 2012 grant date, and 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 22nd day of each month thereafter until fully vested on May 22, 2016.