SEC Form 4 · accession 0001209191-15-009074
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John McFarland
Officer — SVP, General Counsel & Sec.
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | M | 3,880 | $46.08 | A | 14,900 | D | |
| Common Stock | Feb 2, 2015 | S | 4,921 | $76.52 | D | 9,979 | D | |
| Common StockF2 | Feb 2, 2015 | F | 241 | $77.88 | D | 9,738 | D | |
| Common Stock | Feb 3, 2015 | S | 255 | $77.88 | D | 9,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $76.81 | Jan 30, 2015 | A | 3,000 | A | — | Jan 30, 2022 | Common Stock | 3,000 | 3,000 | D |
| Employee Stock Option (Right to Buy)F4 | $46.08 | Feb 2, 2015 | M | 3,880 | D | — | Nov 4, 2020 | Common Stock | 3,880 | 6,120 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated August 15, 2014, as amended on November 12, 2014.
- F2Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of deferred stock units.
- F31/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the January 30, 2015 date of grant, until fully vested on January 30, 2018.
- F4One-third of the total number of shares subject to the option vested and became exercisable on November 4, 2014, and 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 4th day of each month thereafter until fully vested on November 4, 2016.