SEC Form 4 · accession 0001209191-15-006824
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 27, 2015 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2015 | M | 10,000 | $20.47 | A | 11,316 | D | |
| Common Stock | Jan 26, 2015 | S | 10,000 | $67.50 | D | 1,316 | D | |
| Common StockF2 | holding | — | — | — | 70,987 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 32,422 | I | By Trust | |
| Common StockF4 | holding | — | — | — | 32,422 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F5 | $20.47 | Jan 26, 2015 | M | 10,000 | D | — | Jan 17, 2016 | Common Stock | 10,000 | 108,750 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 27, 2014.
- F2The shares are held by EF Lee Family 2012 Irr Trust.
- F3The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- F4The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- F525% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter.