SEC Form 4 · accession 0001209191-15-001359
SYNAPTICS Inc · SYNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis F Lee
Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 5, 2015 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2015 | M | 20,000 | $20.47 | A | 21,316 | D | |
| Common StockF2 | Jan 2, 2015 | S | 20,000 | $65.54 | D | 1,316 | D | |
| Common StockF3,F4 | holding | — | — | — | 70,987 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 32,422 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 32,422 | I | By Trust | |
| Common StockF7 | holding | — | — | — | 0 | I | As Custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F8 | $20.47 | Jan 2, 2015 | M | 20,000 | D | — | Jan 17, 2016 | Common Stock | 20,000 | 118,750 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Sales Plan dated February 27, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.50 to $66.38, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3Includes 625 shares previously reported as being held directly.
- F4The shares are held by EF Lee Family 2012 Irr Trust.
- F5The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- F6The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- F7The reporting person no longer has a reportable beneficial interest in 4,000 shares of the Issuer's common stock previously included in the reporting person's prior ownership reports as held by the reporting person as custodian for his child.
- F825% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 17, 2006 grant date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 17th day of each month thereafter.