SEC Form 4 · accession 0001663056-16-000006
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Wayne Lindsey
Officer — SVP and Chief Acctg Officer
Period of report
Nov 28, 2016
Accepted (ET)
Nov 29, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | S | 2,723 | $17.3101 | D | 25,987 | D | |
| Common Stock | holding | — | — | — | 3,536 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.