SEC Form 4 · accession 0001330343-15-000008
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Graff
Officer — President, Private Finance
Period of report
Sep 10, 2015
Accepted (ET)
Sep 11, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2015 | S | 5,382 | $13.73 | D | 73,636 | D | |
| Common StockF1 | Sep 11, 2015 | S | 3,575 | $13.5028 | D | 70,061 | D | |
| Common Stock | holding | — | — | — | 6,878 | I | ESOP/401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.