SEC Form 4 · accession 0001313337-15-000008
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Allan Flax
Officer — EVP, GC and Secretary
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 10, 2015 | S | 6,328 | $15.026 | D | 366,106 | D | |
| Common StockF1 | Apr 13, 2015 | S | 2,187 | $15.016 | D | 366,106 | D | |
| Common Stock | holding | — | — | — | 4,766 | I | ESOP/401(k) Plan | |
| Common Stock | holding | — | — | — | 4,461 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.