SEC Form 4 · accession 0001191981-16-000006
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Obrien
Officer — Pres., Specialty Fin. & Ops.
Period of report
Mar 16, 2016
Accepted (ET)
Mar 18, 2016 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2016 | S | 5,554 | $14.44 | D | 195,157 | D | |
| Common Stock | holding | — | — | — | 9,030 | I | ESOP/401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.