SEC Form 4 · accession 0001191981-15-000001
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Obrien
Officer — Pres., Specialty Fin. & Ops.
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 100,000 | $4.81 | A | 288,641 | D | |
| Common Stock | Mar 10, 2015 | S | 100,000 | $14.79 | D | 288,641 | D | |
| Common Stock | holding | — | — | — | 9,030 | I | ESOP/401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $4.81 | Mar 10, 2015 | M | 100,000 | D | Jan 7, 2010 | Jan 7, 2019 | Common Stock | 100,000 | 123,528 | D |