SEC Form 4 · accession 0001181077-16-000023
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Erickson
Officer — CFO and Pres., Structured Fin.
Period of report
Apr 26, 2016
Accepted (ET)
Apr 26, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | S | 1,314 | $15.73 | D | 268,181 | D | |
| Common Stock | holding | — | — | — | 10,279 | I | ESOP | |
| Common Stock | holding | — | — | — | 242,155 | I | By Family Trust | |
| Common Stock | holding | — | — | — | 197,700 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.