SEC Form 4 · accession 0001181077-15-000016
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Erickson
Officer — CFO and Pres., Structured Fin.
Period of report
Apr 28, 2015
Accepted (ET)
Apr 29, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 28, 2015 | S | 1,314 | $15.10 | D | 358,034 | D | |
| Common Stock | holding | — | — | — | 10,279 | I | ESOP | |
| Common Stock | holding | — | — | — | 242,155 | I | By Family Trust | |
| Common StockF3 | holding | — | — | — | 197,700 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a previously established Rule 10b5-1 Plan.
- F2Since the reporting person's last report, 100,000 shares previously owned directly have been contributed to a Family Trust.
- F3The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported ownership of all of the reported shares for purposes of Section 16 or for any other purposes.