SEC Form 4 · accession 0001181075-15-000001
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth D Peterson Jr.
Director
Period of report
Mar 10, 2015
Accepted (ET)
Mar 11, 2015 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2015 | M | 93,750 | $3.23 | A | 407,782 | D | |
| Common StockF1 | Mar 10, 2015 | S | 20,600 | $14.8021 | D | 407,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $3.23 | Mar 10, 2015 | D | 93,750 | D | May 19, 2009 | May 19, 2018 | Common Stock | 93,750 | 0 | D |
Explanation of responses
- F1Price reflects weighted average sales price; actual sale prices ranged from $14.79 to $14.82. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.