SEC Form 4 · accession 0001181073-15-000002
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip R Harper
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 4, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2015 | S | 70,000 | $15.3078 | D | 930,762 | D | |
| Common Stock | holding | — | — | — | 12,747 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reflects weighted average sales price; actual sale prices ranged from $15.30 to $15.33. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.