SEC Form 4 · accession 0001053749-15-000003
AMERICAN CAPITAL, LTD · ACAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Malon Wilkus
Officer — Chairman and CEO · Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817473
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 12, 2015 | A | 458,866 | — | A | 2,340,581 | D | |
| Common Stock | holding | — | — | — | 91,963 | I | Owned by spouse | |
| Common Stock | holding | — | — | — | 80,934 | I | 401(k) | |
| Common Stock | holding | — | — | — | 1,306 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Date of final determination of number of shares of ACAS common stock allocated to the Reporting Person under the American Capital Performance Incentive Plan as a replacement for certain equity awards made in prior years that had been determined to be void.
- F2Not applicable