SEC Form 4 · accession 0001171843-17-005274
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Antin
Officer — CEO, President & Chairman · Director
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Mar 15, 2017 | G | 130,000 | $0.00 | D | 2,055,312 | I | See footnote |
| Common Stock, par value $0.001 per share | Aug 25, 2017 | M | 232,435 | $18.94 | A | 446,397 | D | |
| Common Stock, par value $0.001 per shareF3 | Aug 25, 2017 | F | 149,709 | $92.54 | D | 296,688 | D | |
| Common Stock, par value $0.001 per shareF4 | Aug 25, 2017 | G | 82,726 | $0.00 | D | 213,962 | D | |
| Common Stock, par value $0.001 per shareF2 | Aug 25, 2017 | G | 82,726 | $0.00 | A | 2,138,038 | I | See footnote |
| Common Stock, par value $0.001 per shareF5 | holding | — | — | — | 404,991 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $18.94 | Aug 25, 2017 | M | 232,435 | D | — | Aug 26, 2017 | Common Stock | 232,435 | 0 | D |
Explanation of responses
- F1This transaction involved a charitable donation of securities by the Reporting Person.
- F2These shares are held for the account of a trust (the "Trust") of which the Reporting Person is trustee. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3Reflects the number of shares of common stock withheld by the issuer to fund the exercise of the employee stock options reported herein.
- F4Represents the transfer of shares to the Trust.
- F5These shares are held for the account of a limited liability company for which the Reporting Person serves as manager and which is owned by trusts established for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- F6The option vests in four equal annual installments beginning on August 27, 2013.