SEC Form 4 · accession 0001171843-17-005273
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur J Antin
Officer — COO & Senior Vice President
Period of report
Aug 25, 2017
Accepted (ET)
Aug 28, 2017 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Aug 25, 2017 | M | 45,239 | $18.94 | A | 92,743 | D | |
| Common Stock, par value $0.001 per shareF1 | Aug 25, 2017 | G | 45,239 | $0.00 | D | 47,504 | D | |
| Common Stock, par value $0.001 per shareF2 | Aug 25, 2017 | G | 45,239 | $0.00 | A | 349,195 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buyF3 | $18.94 | Aug 25, 2017 | M | 45,239 | D | — | Aug 26, 2017 | Common Stock | 45,239 | 0 | D |
Explanation of responses
- F1Represents the transfer of shares to a trust (the "Trust") of which the Reporting Person is trustee.
- F2These shares are held for the account of the Trust. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3The option vests in four equal annual installments beginning on August 27, 2013.