SEC Form 4 · accession 0001140361-16-080226
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur J Antin
Officer — COO & Senior VP
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Sep 16, 2016 | M | 34,000 | $18.94 | A | 89,691 | D | |
| Common Stock, par value $0.001 per shareF1 | Sep 16, 2016 | S | 21,628 | $69.029 | D | 68,063 | D | |
| Common Stock, par value $0.001 per shareF2 | Sep 16, 2016 | G | 12,372 | $0.00 | D | 55,691 | D | |
| Common Stock, par value $0.001 per shareF3 | Sep 16, 2016 | G | 12,372 | $0.00 | A | 303,941 | I | See footnote |
| Common Stock, par value $0.001 per shareF1,F3 | Sep 16, 2016 | S | 12,372 | $69.029 | D | 291,569 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $18.94 | Sep 16, 2016 | M | 34,000 | D | — | Aug 26, 2017 | Common Stock | 34,000 | 45,239 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $68.77 to $69.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- F2Represents the transfer of shares to a trust (the "Trust") of which the Reporting Person is trustee.
- F3These shares are held for the account of the Trust. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F4The option vests in four equal annual installments beginning on August 27, 2013.