SEC Form 4 · accession 0001140361-16-079682
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Tauber
Officer — Senior VP
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Sep 9, 2016 | M | 36,978 | $18.94 | A | 159,223 | D | |
| Common Stock, par value $0.001 per shareF1 | Sep 9, 2016 | F | 24,897 | $70.17 | D | 134,326 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 15,909 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $18.94 | Sep 9, 2016 | M | 36,978 | D | — | Aug 26, 2017 | Common Stock | 36,978 | 0 | D |
Explanation of responses
- F1Reflects the number of shares of common stock withheld by the issuer to fund the exercise of the employee stock options reported herein.
- F2These shares are held for the account of a trust (the "Trust") established for the benefit of the Reporting Person's child and of which the Reporting Person's brother is trustee. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3The option vests in four equal annual installments beginning on August 27, 2013.