SEC Form 4 · accession 0001140361-16-079273
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Drake
Officer — President, Antech Diagnostics
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Sep 6, 2016 | M | 8,584 | $18.94 | A | 64,572 | D | |
| Common Stock, par value $0.001 per shareF1 | Sep 6, 2016 | S | 14,584 | $72.013 | D | 49,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $18.94 | Sep 6, 2016 | M | 8,584 | D | — | Aug 26, 2017 | Common Stock | 8,584 | 0 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $72.00 to $72.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- F2The option vests in four equal annual installments beginning on August 27, 2013.