SEC Form 4 · accession 0001140361-16-055184
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Antin
Officer — CEO, President & Chairman · Director
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Feb 25, 2016 | A | 65,301 | $0.00 | A | 260,010 | D | |
| Common Stock, par value $0.001 per shareF2 | Feb 25, 2016 | F | 9,021 | $51.52 | D | 250,989 | D | |
| Common Stock, par value $0.001 per shareF3 | Feb 25, 2016 | G | 7,305 | $0.00 | D | 243,684 | D | |
| Common Stock, par value $0.001 per shareF4 | Feb 25, 2016 | A | 52,718 | $0.00 | A | 296,402 | D | |
| Common Stock, par value $0.001 per shareF5 | Feb 25, 2016 | G | 7,305 | $0.00 | A | 2,108,491 | I | See footnote |
| Common Stock, par value $0.001 per shareF6 | holding | — | — | — | 404,991 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an award of performance based restricted stock units granted under the Issuer's 2006 Equity Incentive Plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock, par value $0.001 per share. These restricted stock units vest in four equal annual installments on February 25, 2016, October 7, 2016, October 7, 2017, and October 7, 2018, subject to the terms and conditions set forth in the applicable restricted stock unit award agreement.
- F2Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of vested restricted stock units previously granted to the Reporting Person.
- F3Represents the transfer of shares to a trust (the "Trust") of which the Reporting Person is trustee.
- F4Represents an award of performance based restricted stock units granted under the Issuer's 2015 Equity Incentive Plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock, par value $0.001 per share. These restricted stock units vest in four equal annual installments on October 7, 2016, October 7, 2017, October 7, 2018, and October 7, 2019, subject to the terms and conditions set forth in the applicable restricted stock unit award agreement.
- F5These shares are held for the account of the Trust. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F6These shares are held for the account of a limited liability company for which the Reporting Person serves as manager and which is owned by trusts established for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.