SEC Form 4 · accession 0001140361-15-035128
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Josh Drake
Officer — President, Antech Diagnostics
Period of report
Sep 11, 2015
Accepted (ET)
Sep 15, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Sep 11, 2015 | S | 2,000 | $55.554 | D | 50,552 | D | |
| Common Stock, par value $0.001 per share | Sep 15, 2015 | M | 8,584 | $18.94 | A | 59,136 | D | |
| Common Stock, par value $0.001 per shareF2 | Sep 15, 2015 | S | 12,561 | $56.485 | D | 46,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $18.94 | Sep 15, 2015 | M | 8,584 | D | — | Aug 26, 2017 | Common Stock | 8,584 | 8,584 | D |
Explanation of responses
- F1The transaction was executed in multiple trades at prices ranging from $55.50 to $55.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- F2The transaction was executed in multiple trades at prices ranging from $56.40 to $56.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was effected.
- F3The option vests in four equal annual installments beginning on August 27, 2013.