SEC Form 4 · accession 0001140361-15-009372
VCA INC · WOOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Tauber
Officer — Senior VP
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817366
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Sep 8, 2014 | G | 15,909 | $0.00 | D | 156,781 | D | |
| Common Stock, par value $0.001 per shareF2 | Sep 8, 2014 | G | 15,909 | $0.00 | A | 15,909 | I | See footnote |
| Common Stock, par value $0.001 per shareF3 | Feb 25, 2015 | A | 14,646 | $0.00 | A | 171,427 | D | |
| Common Stock, par value $0.001 per shareF4 | Feb 25, 2015 | F | 2,218 | $53.25 | D | 169,209 | D | |
| Common Stock, par value $0.001 per shareF5 | Feb 25, 2015 | A | 11,524 | $0.00 | A | 180,733 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the transfer of shares to a trust (the "Trust") established for the benefit of the Reporting Person's child and of which the Reporting Person's brother is trustee.
- F2These shares are held for the account of the Trust. The Reporting Person continues to report beneficial ownership of the shares held for the account of the Trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- F3Represents an award of performance based restricted stock units granted under the Issuer's 2006 Equity Incentive Plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock, par value $0.001 per share. These restricted stock units vest in four equal annual installments on February 25, 2015, September 24, 2015, September 24, 2016, and September 24, 2017, subject to the terms and conditions set forth in the applicable restricted stock unit award agreement.
- F4Reflects the number of shares of common stock withheld by the Issuer to pay the tax liability of the Reporting Person in connection with the settlement of vested restricted stock units previously granted to the Reporting Person.
- F5Represents an award of performance based restricted stock units granted under the Issuer's 2006 Equity Incentive Plan. Each restricted stock unit represents the right to receive one share of the Issuer's common stock, par value $0.001 per share. These restricted stock units vest in four equal annual installments on October 7, 2015, October 7, 2016, October 7, 2017, and October 7, 2018, subject to the terms and conditions set forth in the applicable restricted stock unit award agreement.