SEC Form 4 · accession 0001209191-15-023957
Alliance HealthCare Services, Inc · AIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Percy C Tomlinson Jr.
Officer — President & CEO · Director
Period of report
Apr 21, 2014
Accepted (ET)
Mar 9, 2015 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000817135
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 21, 2014 | A | 25,000 | A | — | Apr 21, 2017 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock.
- F2The RSUs generally vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the Issuer's stock price meeting a pre-established level during the performance period and certain other vesting conditions.