SEC Form 4 · accession 0001209191-16-107656
TERADATA CORP /DE/ · TDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Koehler
Officer — President and CEO · Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 8, 2016 | M | 350,000 | $13.77 | A | 640,203 | D | |
| Common StockF1,F2 | Mar 8, 2016 | S | 350,000 | $26.785 | D | 290,203 | D | |
| Common Stock | holding | — | — | — | 45,000 | I | By Koehler Family Trust #2 | |
| Common Stock | holding | — | — | — | 35,000 | I | By Koehler Family Trust #1 | |
| Common StockF3 | holding | — | — | — | 11,154 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $13.77 | Mar 8, 2016 | M | 350,000 | D | — | Dec 1, 2018 | Common Stock | 350,000 | 329,612 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.13. The reporting person has provided to the issuer and will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The total beneficial holdings on this report include 287 shares acquired under the Teradata Employee Stock Purchase Plan on February 29, 2016.
- F3Represents the number of Teradata shares attributable to units in the unitized Teradata stock fund of the Teradata 401(k) Savings Plan as of February 1, 2016.
- F4This option vests in four equal annual installments beginning on December 2, 2009.