SEC Form 4 · accession 0001415889-19-000253
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Alles
Officer — CEO, CHAIRMAN OF BOARD · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 33,809 | $0.00 | A | 226,178 | D | |
| Common Stock | Mar 1, 2019 | F | 13,900 | $85.96 | D | 212,278 | D | |
| Common Stock | holding | — | — | — | 6,056 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F2,F3 | — | Mar 1, 2019 | A | 115,755 | A | — | — | Common Stock | 115,755 | 115,755 | D |
| Performance Stock UnitF6,F5,F1 | — | Mar 1, 2019 | M | 33,809 | D | — | — | Common Stock | 33,809 | 0 | D |
Explanation of responses
- F1The performance stock units granted to the reporting person on January 28, 2019 vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units will vest in three equal annual installments, beginning on March 1, 2020. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F4The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.
- F5Each performance stock unit represents a contingent right to receive one share of the Company's common stock.
- F6The performance stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.