SEC Form 4 · accession 0001415889-18-001776
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Biller
Officer — EVP AND GENERAL COUNSEL
Period of report
Dec 16, 2018
Accepted (ET)
Dec 18, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 16, 2018 | M | 1,900 | $0.00 | A | 4,046 | D | |
| Common Stock | Dec 16, 2018 | F | 935 | $68.20 | D | 3,111 | D | |
| Common Stock | holding | — | — | — | 282 | I | 401(k) Plan | |
| Common StockF3 | holding | — | — | — | 400 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F2 | — | Dec 16, 2018 | M | 1,900 | D | — | — | Common Stock | 1,900 | 0 | D |
Explanation of responses
- F1The restricted stock units issued to the reporting person on December 16, 2015 have vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the 2008 Stock Incentive Plan).