SEC Form 4 · accession 0001415889-18-001769
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Alles
Officer — CEO, CHAIRMAN OF BOARD · Director
Period of report
Dec 16, 2018
Accepted (ET)
Dec 18, 2018 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 16, 2018 | M | 8,929 | $0.00 | A | 196,245 | D | |
| Common Stock | Dec 16, 2018 | F | 3,876 | $68.20 | D | 192,369 | D | |
| Common Stock | holding | — | — | — | 6,056 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Dec 16, 2018 | M | 8,929 | D | — | — | Common Stock | 8,929 | 0 | D |
Explanation of responses
- F1The restricted stock units issued to the reporting person on December 16, 2015 have vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the 2008 Stock Incentive Plan).