SEC Form 4 · accession 0001415889-18-000930
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie Smith Cox
Director
Period of report
Jun 12, 2018
Accepted (ET)
Jun 14, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 12, 2018 | M | 6,200 | $0.00 | A | 30,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F1,F2 | — | Jun 12, 2018 | M | 6,200 | D | — | — | Common Stock | 6,200 | 0 | D |
| Stock Option (right to buy)F5,F4 | $77.38 | Jun 13, 2018 | A | 13,266 | A | — | Jun 13, 2028 | Common Stock | 13,266 | 13,266 | D |
| Restricted Stock UnitF7,F2,F6 | — | Jun 13, 2018 | A | 1,454 | A | — | — | Common Stock | 1,454 | 1,454 | D |
Explanation of responses
- F1All of the restricted stock units granted to the reporting person on June 12, 2013 vested and such vested restricted stock units settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the Company's 2008 Stock Incentive Plan).
- F4Option is immediately exercisable and will vest on the earlier of June 13, 2019 or the day preceding the date of the next annual stockholder meeting.
- F5The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F6The restricted stock units will vest in three annual installments as follows: 484 shares on June 13, 2019; 485 shares on June 13, 2020; and 485 shares on June 13, 2021. Vested shares will be delivered to the reporting person promptly after June 13, 2025 at the reporting person's election to defer receipt of such shares.
- F7The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.