SEC Form 4 · accession 0001415889-18-000763
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Alles
Officer — CEO, CHAIRMAN OF BOARD · Director
Period of report
May 8, 2018
Accepted (ET)
May 17, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2018 | P | 1,208 | $82.603 | A | 187,316 | D | |
| Common Stock | holding | — | — | — | 6,056 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $83.13 | May 8, 2018 | A | 59,234 | A | — | May 8, 2028 | Common Stock | 59,234 | 59,234 | D |
| Restricted Stock UnitF5,F3,F4 | — | May 8, 2018 | A | 30,079 | A | — | — | Common Stock | 30,079 | 30,079 | D |
Explanation of responses
- F1Option is immediately exercisable and will vest in four equal installments, commencing on May 8, 2019.
- F2The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units will fully vest on May 8, 2021. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F5The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.