SEC Form 4 · accession 0001415889-18-000697
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rupert Vessey
Other
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2018 | M | 781 | $0.00 | A | 3,731 | D | |
| Common Stock | May 4, 2018 | F | 384 | $86.89 | D | 3,347 | D | |
| Common StockF2 | May 4, 2018 | M | 2,344 | — | A | 5,691 | D | |
| Common Stock | May 4, 2018 | F | 1,154 | $86.89 | D | 4,537 | D | |
| Common Stock | holding | — | — | — | 417 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F3 | — | May 4, 2018 | M | 781 | D | — | — | Common Stock | 781 | 0 | D |
| Performance Stock UnitF6,F2,F5 | — | May 4, 2018 | M | 2,344 | D | — | — | Common Stock | 2,344 | 0 | D |
Explanation of responses
- F1The restricted stock units granted to the reporting person on May 4, 2015 have vested and settled for shares of the Company's common stock.
- F2The performance stock units granted to the reporting person on May 4, 2015, vested and settled for shares of the Company's common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.
- F5Each performance stock unit represents a contingent right to one share of the Company's common stock.
- F6The performance stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.
Remarks
President, Research and Early Development