SEC Form 4 · accession 0001209191-18-011406
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Andrew Smith
Officer — See Remarks
Period of report
Feb 17, 2018
Accepted (ET)
Feb 20, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 17, 2018 | M | 7,283 | $0.00 | A | 51,748 | D | |
| Common Stock | Feb 17, 2018 | F | 2,329 | $95.26 | D | 49,419 | D | |
| Common Stock | holding | — | — | — | 2,788 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF3,F2,F1 | — | Feb 17, 2018 | M | 7,283 | D | — | — | Common Stock | 7,283 | 0 | D |
Explanation of responses
- F1The performance stock units granted to the reporting person on February 13, 2018 vested and settled for shares of the Company's common stock.
- F2Each performance stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The performance stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.
Remarks
President and Chief Operating Officer