SEC Form 4 · accession 0001209191-17-041631
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Friedman
Director
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 21, 2017 | M | 5,000 | $59.06 | A | 5,000 | D | |
| Common StockF1 | Jun 21, 2017 | S | 5,000 | $130.00 | D | 0 | D | |
| Common Stock | Jun 22, 2017 | M | 5,000 | $59.06 | A | 5,000 | D | |
| Common StockF1 | Jun 22, 2017 | S | 5,000 | $135.00 | D | 0 | D | |
| Common StockF2 | holding | — | — | — | 14,907 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF4,F3 | $59.06 | Jun 21, 2017 | M | 5,000 | D | — | Jun 12, 2023 | Common Stock | 5,000 | 8,600 | D |
| Common StockF4,F3 | $59.06 | Jun 22, 2017 | M | 5,000 | D | — | Jun 12, 2023 | Common Stock | 5,000 | 3,600 | D |
Explanation of responses
- F1These shares were sold by the reporting person pursuant to a Rule 10b5-1 plan.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The option was fully exercisable.
- F4The option was issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015)).