SEC Form 4 · accession 0001209191-17-041629
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Hugin
Officer — see remarks · Director
Period of report
Jun 22, 2017
Accepted (ET)
Jun 23, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2017 | M | 60,000 | $29.26 | A | 1,033,909 | D | |
| Common StockF1 | Jun 22, 2017 | S | 60,000 | $134.14 | D | 973,909 | D | |
| Common Stock | Jun 22, 2017 | M | 60,000 | $33.78 | A | 1,033,909 | D | |
| Common StockF1 | Jun 22, 2017 | S | 60,000 | $134.14 | D | 973,909 | D | |
| Common Stock | Jun 22, 2017 | M | 55,970 | $24.81 | A | 1,029,879 | D | |
| Common StockF1 | Jun 22, 2017 | S | 55,970 | $134.14 | D | 973,909 | D | |
| Common Stock | Jun 22, 2017 | M | 2,750 | $36.36 | A | 976,659 | D | |
| Common StockF2 | holding | — | — | — | 9,600 | I | By Children | |
| Common Stock | holding | — | — | — | 641 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F3 | $29.27 | Jun 22, 2017 | M | 60,000 | D | — | Jul 10, 2017 | Common Stock | 60,000 | 0 | D |
| Stock Option (right to buy)F4,F3 | $36.78 | Jun 22, 2017 | M | 60,000 | D | — | Oct 9, 2017 | Common Stock | 60,000 | 0 | D |
| Stock Option (right to buy)F4,F3 | $24.81 | Jun 22, 2017 | M | 55,970 | D | — | Jan 8, 2018 | Common Stock | 55,970 | 0 | D |
| Stock Option (right to buy)F5,F3 | $36.36 | Jun 22, 2017 | M | 2,750 | D | — | Jan 30, 2022 | Common Stock | 2,750 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold by the reporting person in multiple transactions at prices ranging from $134.00 to $135.13, inclusive. The reporting person undertakes to provide to Celgene Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3The option was fully exercisable.
- F4The option was issued pursuant to the Company's 1998 Employee Stock Option Plan.
- F5The option was issued pursuant to the Company's 2017 Stock Incentive Plan (formerly known as the 2008 Stock Incentive Plan (Amended and Restated as of April 15, 2015)).
Remarks
Executive Chairman