SEC Form 4 · accession 0001209191-17-040459
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilla Kaplan
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2017 | M | 375 | $0.00 | A | 82,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $121.04 | Jun 14, 2017 | A | 10,500 | A | — | Jun 14, 2027 | Common Stock | 10,500 | 10,500 | D |
| Restricted Stock UnitF6,F4,F5 | — | Jun 14, 2017 | A | 900 | A | — | — | Common Stock | 900 | 900 | D |
| Restricted Stock UnitF6,F1,F4,F7 | — | Jun 15, 2017 | M | 375 | D | — | — | Common Stock | 375 | 750 | D |
Explanation of responses
- F1One-third of the restricted stock units granted to the reporting person on June 15, 2016 vested and settled for shares of the Company's common stock.
- F2Option is immediately exercisable and will vest on the earlier of June 14, 2018 or the day preceding the date of the next annual stockholder meeting.
- F3The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units will vest in three equal annual installments commencing on June 14, 2018. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F6The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.
- F7The remainder of the restricted stock units will vest as follows: 375 shares on June 15, 2018; 375 shares on June 15, 2019. Vested shares will be delivered to the reporting person promptly after the vesting date.