SEC Form 4 · accession 0001209191-17-040452
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie Smith Cox
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $121.04 | Jun 14, 2017 | A | 10,500 | A | — | Jun 14, 2027 | Common Stock | 10,500 | 10,500 | D |
| Restricted Stock UnitF5,F3,F4 | — | Jun 14, 2017 | A | 900 | A | — | — | Common Stock | 900 | 900 | D |
Explanation of responses
- F1Option is immediately exercisable and will vest on the earlier of June 14, 2018 or the day preceding the date of the next annual stockholder meeting.
- F2The option was issued pursuant to the Company's 2017 Stock Incentive Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The restricted stock units will vest in three equal annual installments commencing on June 14, 2018. Vested shares will be delivered to the reporting person promptly after June 14, 2025 at the reporting person's election to defer receipt of such shares.
- F5The restricted stock units were issued pursuant to the Company's 2017 Stock Incentive Plan.