SEC Form 4 · accession 0001209191-17-026683
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Hugin
Officer — see remarks · Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2017 | M | 60,000 | $29.02 | A | 973,909 | D | |
| Common StockF1 | holding | — | — | — | 9,600 | I | By Children | |
| Common Stock | holding | — | — | — | 641 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F2 | $29.02 | Apr 10, 2017 | M | 60,000 | D | — | Apr 10, 2017 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The option was fully exercisable.
- F3The option was issued pursuant to the Company's 1998 Employee Stock Option Plan.
Remarks
Executive Chairman