SEC Form 4 · accession 0001209191-17-002926
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Hugin
Officer — see remarks · Director
Period of report
Jan 5, 2017
Accepted (ET)
Jan 9, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2017 | M | 22,708 | $27.425 | A | 913,909 | D | |
| Common StockF1 | holding | — | — | — | 9,600 | I | By Children | |
| Common Stock | holding | — | — | — | 490 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3,F2 | $27.425 | Jan 5, 2017 | M | 22,708 | D | — | Jan 9, 2017 | Common Stock | 22,708 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2The option was fully exercisable.
- F3The option was issued pursuant to the Company's 1998 Employee Stock Option Plan.
Remarks
Executive Chairman