SEC Form 4 · accession 0001209191-16-142165
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilla Kaplan
Director
Period of report
Sep 19, 2016
Accepted (ET)
Sep 20, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 19, 2016 | M | 7,500 | $29.26 | A | 79,642 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $29.26 | Sep 19, 2016 | M | 7,500 | D | — | Dec 15, 2016 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1The option was fully exercisable.
- F2The option was issued pursuant to the Company's 1995 Non-Employee Director's Incentive Plan.