SEC Form 4 · accession 0001209191-16-134640
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Hugin
Officer — see remarks · Director
Period of report
Jul 28, 2016
Accepted (ET)
Aug 1, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2016 | S | 100,000 | $110.00 | D | 1,022,201 | D | |
| Common Stock | holding | — | — | — | 490 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,600 | I | Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $114.69 | Aug 1, 2016 | A | 29,669 | A | — | Aug 1, 2026 | Common Stock | 29,669 | 29,669 | D |
Explanation of responses
- F1These shares were sold by the reporting person pursuant to a Rule 10b5-1 plan.
- F2Option is immediately exercisable and will vest in four equal annual installments commencing on August 1, 2017.
- F3The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as Amended and Restated as of June 15, 2015).
Remarks
Executive Chairman