SEC Form 4 · accession 0001209191-16-131050
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ernest Mario
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | M | 733 | $0.00 | A | 105,058 | D | |
| Common StockF2 | holding | — | — | — | 2,574 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF5,F1,F3,F4 | — | Jul 1, 2016 | M | 733 | D | — | — | Common Stock | 733 | 734 | D |
Explanation of responses
- F1One-third of the restricted stock units granted to the reporting person on July 1, 2014 vested and settled for shares of the Company's common stock.
- F2The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4The balance of the restricted stock units will vest on July 1, 2017. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F5The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).