SEC Form 4 · accession 0001209191-16-131013
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Barker
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 5, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | M | 733 | $0.00 | A | 11,551 | D | |
| Common Stock | Jul 1, 2016 | F | 219 | $100.70 | D | 11,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F2,F3 | — | Jul 1, 2016 | M | 733 | D | — | — | Common Stock | 733 | 734 | D |
Explanation of responses
- F1One-third of the restricted stock units granted to the reporting person on July 1, 2014 vested and settled for shares of the Company's common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3The balance of the restricted stock units will vest on July 1, 2017. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F4The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).