SEC Form 4 · accession 0001209191-16-128566
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilla Kaplan
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2016 | M | 6,200 | $0.00 | A | 80,786 | D | |
| Common StockF2 | Jun 17, 2016 | M | 333 | $0.00 | A | 81,119 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4,F3 | $99.98 | Jun 15, 2016 | A | 11,000 | A | — | Jun 17, 2026 | Common Stock | 11,000 | 11,000 | D |
| Restricted Stock UnitF7,F5,F6 | — | Jun 15, 2016 | A | 1,125 | A | — | — | Common Stock | 1,125 | 1,125 | D |
| Restricted Stock UnitF7,F1,F5 | — | Jun 15, 2016 | M | 6,200 | D | — | — | Common Stock | 6,200 | 0 | D |
| Restricted Stock UnitF7,F2,F5,F8 | — | Jun 17, 2016 | M | 333 | D | — | — | Common Stock | 333 | 667 | D |
Explanation of responses
- F1All of the restricted stock units granted to the reporting person on June 15, 2011 vested and such vested restricted stock units settled for shares of the Company's common stock.
- F2One-third of the restricted stock units granted to the reporting person on June 17, 2015 vested and settled for shares of the Company's common stock.
- F3Option is immediately exercisable and will vest on the earlier of June 15, 2017 or the day preceding the date of the next annual stockholders meeting.
- F4The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).
- F5Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F6The restricted stock units will vest in three equal annual installments commencing on June 15, 2017. Vested shares will be delivered to the reporting person promptly after the vesting date.
- F7The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated on April 15, 2015).
- F8The remainder of the restricted stock units will vest as follows: 333 shares on June 17, 2017; 334 shares on June 17, 2018. Vested shares will be delivered to the reporting person promptly after the vesting date.