SEC Form 4 · accession 0001209191-16-128555
CELGENE CORP /DE/ · CELG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie Smith Cox
Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000816284
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2016 | M | 6,200 | $0.00 | A | 22,413 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3,F2 | $99.98 | Jun 15, 2016 | A | 11,000 | A | — | Jun 17, 2026 | Common Stock | 11,000 | 11,000 | D |
| Restricted Stock UnitF6,F4,F5 | — | Jun 15, 2016 | A | 1,125 | A | — | — | Common Stock | 1,125 | 1,125 | D |
| Restricted Stock UnitF6,F1,F4 | — | Jun 16, 2016 | M | 6,200 | D | — | — | Common Stock | 6,200 | 0 | D |
Explanation of responses
- F1All of the restricted stock units granted to the reporting person on June 15, 2011 vested and such vested restricted stock units settled for shares of the Company's common stock.
- F2Option is immediately exercisable and will vest on the earlier of June 15, 2017 or the day preceding the date of the next annual stockholders meeting.
- F3The option was issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated as of April 15, 2015).
- F4Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F5The restricted stock units will vest in three equal annual installments commencing on June 15, 2017. Vested shares will be delivered to the reporting person promptly after June 15, 2022 at the reporting person's election to defer receipt of such shares.
- F6The restricted stock units were issued pursuant to the Company's 2008 Stock Incentive Plan (as amended and restated on April 15, 2015).